Criminal and Civil Investigations
Providing representation at an early stage in proceedings brought by HMRC, the Insolvency Service or other Prosecution Authorities. .
The Investigation Stage
It is increasingly common for government bodies to start investigations before the matter is passed to a Prosecution Authority.
Whether it is HMRC, the Insolvency Service or any other department, it's vitally important to ensure you are represented.
Rhys has substantial experience in dealing with these bodies at all stages of proceedings. Rhys is also uniquely placed to assist in civil proceedings such as directors disqualification applications, winding-up orders or other applications.
Ensuring an opinion from counsel with knowledge of the criminal jurisdiction can make sure that you take the correct steps at this early stage.
HMRC Investigations
Rhys is regularly instructed by individuals and corporates to advise in respect of ongoing investigations by HMRC. This can include where individuals are alleged to have under-declared earnings or have evaded taxes due when importing or exporting goods. It is essential that these investigations are handled carefully at an early stage and the right information is provided to those carrying out the investigation.
Rhys is also able to provide guidance on how to answer enquiries relating to tax liability and civil disputes with HMRC.
Due to his expertise and experience, Rhys is able to provide ongoing advice throughout the proceedings – from arranging representation at interview to attempting to resolve matters without criminal proceedings being pursued.
Rhys works with a vast network of industry experts who can be instructed alongside him to assist with the investigation.
Anti-Money Laundering
Due to the breadth of Rhys' legal skills and financial knowledge, Rhys is well positioned to assist with any Bribery and Corruption proceedings. Whilst at The Royal Bank of Scotland, Rhys spear-headed work in respect of US Gambling litigation and the AML consequences.
Rhys has a broad knowledge of drafting and analysing ABC & KYC policies and procedures in order to ensure that measures in place are sufficient to provide any defence to charges pursuant to the Bribery Act 2010.
Rhys can also provide assistance with internal investigations and and can can provide a full consideration including internal interviews of staff members and agents.
Rhys is very familiar with the relevant AML regulations and legislation in a variety of jurisdictions and how to properly manage the inter-play between these.
Rhys is regularly instructed to assist at the early-stages of investigations with a view to active engagement with investigating authorities. This can ensure that criminal proceedings are not pursued. Measures can include offering Deferred Agreements or the payment of sums to reflect any inaccuracies in previous submissions/returns.
If you have been requested to attend a voluntary or Section 2 interview, arranging representation is vital.
